Personnel SFC Licences and HKMA Registrations (ID 2486213)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2019-08-26	-
	Rep	Asset management	2019-08-26	-
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2017-09-20	2019-07-26
	Rep	Asset management	2017-09-20	2019-07-26
	Rep	Dealing in securities	2017-09-20	2019-07-26
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2015-10-14	2017-06-02
	Rep	Asset management	2015-10-14	2017-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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