| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UCAP Securities (HK) Limited | RO | Advising on securities | 2021-09-27 | - |
| RO | Asset management | 2021-09-27 | - | |
| RO | Dealing in securities | 2021-09-27 | - | |
| Rep | Advising on securities | 2021-05-14 | 2021-09-27 | |
| Rep | Asset management | 2021-05-14 | 2021-09-27 | |
| AXIOM INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2020-12-17 | 2021-03-17 |
| RO | Asset management | 2020-12-17 | 2021-03-17 | |
| Rep | Advising on securities | 2020-07-21 | 2020-12-17 | |
| Rep | Asset management | 2020-07-21 | 2020-12-17 |
No HKMA registrations in the collected records.