Personnel Hong Kong SFC License Details (ID 2487547)

Personnel Hong Kong SFC License Details (ID 2487547)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2023-08-21	2026-06-30
	Rep	Advising on securities	2023-08-21	2026-06-30
	Rep	Dealing in securities	2023-08-21	2026-06-30
M&G Investments (Hong Kong) Limited	Rep	Advising on securities	2022-08-18	2022-09-19
	Rep	Dealing in securities	2022-07-22	2022-09-19
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-08-02	2022-04-29
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-10-16	2018-06-20
	Rep	Dealing in securities	2015-10-16	2018-06-20