Personnel SFC Licences and HKMA Registrations (ID 24879943)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2024-04-17	-
	Rep	Dealing in securities	2024-04-17	-
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2022-06-06	2022-06-07
	Rep	Advising on securities	2022-06-06	2022-06-07
	Rep	Dealing in securities	2022-06-06	2022-06-07
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2020-07-22	2022-05-27
	Rep	Dealing in securities	2020-07-22	2022-05-27
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2020-07-22	2022-05-27
	Rep	Dealing in securities	2020-07-22	2022-05-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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