Personnel SFC Licences and HKMA Registrations (ID 24879967)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2022-06-30	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2022-06-30	-
	Rep	Dealing in securities	2022-06-30	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2020-07-22	2022-03-25
	Rep	Dealing in securities	2020-07-22	2022-03-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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