Personnel SFC Licences and HKMA Registrations (ID 2488105)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in securities	2022-07-25	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2018-11-05	2022-06-23
	Rep	Dealing in securities	2015-10-19	2016-04-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.