Personnel SFC Licences and HKMA Registrations (ID 2488112)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Asset management	2018-06-19	-
	Rep	Advising on securities	2018-06-13	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-10-19	2018-05-21
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2015-10-19	2018-05-21
	Rep	Dealing in securities	2015-10-19	2018-05-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.