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Lai, Sze Wan 黎思藴 SFC Licences and HKMA Registrations (ID 24886523)
Lai, Sze Wan 黎思藴
SFC ID:
BPX362
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
ATHENA WEALTH MANAGEMENT LIMITED
Rep
Dealing in securities
2022-09-06
-
YUE XIU SECURITIES COMPANY LIMITED
Rep
Dealing in securities
2020-07-23
2022-08-19
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.