Personnel Hong Kong SFC License Details (ID 2488662)

Personnel Hong Kong SFC License Details (ID 2488662)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yun Heng Investment Management Limited	RO	Advising on securities	2024-05-20	2025-02-28
	RO	Asset management	2024-05-20	2025-02-28
ICBC Asset Management (Global) Company Limited	Rep	Advising on securities	2019-05-23	2023-09-14
	Rep	Asset management	2019-05-23	2023-09-14
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2017-09-15	2019-03-23
	Rep	Asset management	2017-09-15	2019-03-23
	Rep	Dealing in securities	2017-09-15	2019-03-23
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2015-10-20	2016-09-07