Zhang, Yan (SFC:BGJ347) 張妍 SFC Licences and HKMA Registrations (ID 2489267)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2017-09-04	-
	Rep	Dealing in securities	2017-09-04	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2015-10-22	2017-06-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.