Personnel Hong Kong SFC License Details (ID 2489272)

Personnel Hong Kong SFC License Details (ID 2489272)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2018-06-28	2021-01-29
	Rep	Asset management	2018-06-28	2021-01-29
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2016-06-07	2018-05-31
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2015-10-22	2018-05-31
	Rep	Advising on securities	2015-10-22	2018-05-31
	Rep	Asset management	2015-10-22	2018-05-31
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2015-10-22	2018-05-31
	Rep	Advising on securities	2015-10-22	2018-05-31
	Rep	Asset management	2015-10-22	2018-05-31
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2015-10-22	2018-05-31
	Rep	Asset management	2015-10-22	2018-05-31