Au, Phillip Lap Chi 歐立智

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2018-11-30	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-05-02	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-05-02	-
Zhongcai Securities Limited	Rep	Dealing in securities	2015-10-23	2017-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2018-11-30	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-05-02	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-05-02	-
Zhongcai Securities Limited	Rep	Dealing in securities	2015-10-23	2017-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.