Personnel Hong Kong SFC License Details (ID 2490533)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-09-18	2024-03-13
	RO	Asset management	2018-09-18	2024-03-13
	RO	Dealing in securities	2018-09-18	2024-03-13
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2018-09-18	2025-02-04
	RO	Advising on securities	2018-09-18	2025-02-04
	RO	Dealing in securities	2018-09-18	2025-02-04
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2018-09-18	2025-02-04
	RO	Asset management	2018-09-18	2025-02-04
	RO	Dealing in securities	2018-09-18	2025-02-04
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2018-09-18	2025-02-04
ICBC INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2018-09-18	2024-05-02
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2018-09-18	2019-08-14
	RO	Advising on securities	2018-09-18	2025-02-04
	RO	Dealing in securities	2018-09-18	2025-02-04
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-10-26	2017-03-17
	Rep	Asset management	2015-10-26	2017-03-17
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-10-26	2017-03-17
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2015-10-26	2017-03-17
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2015-10-26	2017-03-17
	Rep	Dealing in futures contracts	2015-10-26	2017-03-17
	Rep	Dealing in securities	2015-10-26	2017-03-17