Personnel Hong Kong SFC License Details (ID 24908995)

Personnel Hong Kong SFC License Details (ID 24908995)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2024-09-19	-
	Rep	Dealing in futures contracts	2024-09-19	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2022-11-09	2023-11-22
	Rep	Dealing in securities	2022-11-09	2023-11-22
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2022-11-09	2023-10-25
	Rep	Dealing in securities	2022-11-09	2023-11-22
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2020-07-28	2022-09-30
	Rep	Dealing in securities	2020-07-28	2022-09-30