| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | Providing automated trading services | 2025-07-07 | - |
| Rep | Dealing in futures contracts | 2022-08-08 | - | |
| Rep | Dealing in securities | 2022-08-01 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2021-08-27 | 2022-05-13 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2017-03-20 | 2021-05-06 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-02-13 | 2017-02-25 |
| Rep | Dealing in securities | 2017-02-13 | 2017-02-25 | |
| Rep | Advising on securities | 2015-10-27 | 2017-02-12 | |
| Rep | Dealing in securities | 2015-10-27 | 2017-02-12 |
No HKMA registrations in the collected records.