Personnel Hong Kong SFC License Details (ID 2491971)

Personnel Hong Kong SFC License Details (ID 2491971)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2019-10-01	2020-11-03
	Rep	Asset management	2019-10-01	2020-11-03
	Rep	Dealing in securities	2019-10-01	2020-11-03
	Rep	Advising on securities	2018-01-08	2019-09-30
	Rep	Asset management	2018-01-08	2019-09-30
	Rep	Dealing in securities	2018-01-08	2019-09-30
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2015-10-28	2017-07-11
	Rep	Asset management	2015-10-28	2017-07-11
	Rep	Dealing in securities	2015-10-28	2017-07-11