Personnel Hong Kong SFC License Details (ID 2492526)

Personnel Hong Kong SFC License Details (ID 2492526)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on securities	2018-05-11	2025-05-21
	RO	Advising on corporate finance	2018-05-03	2025-05-21
	RO	Dealing in securities	2018-05-03	2025-05-21
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2018-05-03	2025-05-21
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-10-29	2018-05-03
	Rep	Dealing in securities	2015-10-29	2018-05-03
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-10-29	2018-05-03