Personnel Hong Kong SFC License Details (ID 2492527)

Personnel Hong Kong SFC License Details (ID 2492527)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2018-10-05	2021-09-24
	Rep	Asset management	2018-10-05	2021-09-24
	Rep	Dealing in securities	2018-10-05	2021-09-24
DWS Investments Hong Kong Limited	Rep	Advising on securities	2017-10-23	2018-08-31
	Rep	Dealing in securities	2017-10-23	2018-08-31
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2015-10-29	2017-10-06
	Rep	Asset management	2015-10-29	2017-10-06
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2015-10-29	2017-10-06
	Rep	Asset management	2015-10-29	2017-10-06
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2015-10-29	2017-10-06
	Rep	Asset management	2015-10-29	2017-10-06
	Rep	Dealing in securities	2015-10-29	2017-10-06