Personnel Hong Kong SFC License Details (ID 2492539)

Personnel Hong Kong SFC License Details (ID 2492539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OSL DIGITAL SECURITIES LIMITED OSL	Rep	Providing automated trading services	2021-02-08	2022-05-14
	Rep	Dealing in securities	2021-01-26	2022-05-14
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2019-06-24	2020-12-18
	Rep	Dealing in securities	2019-06-24	2020-12-18
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-06-14	2019-05-21
	Rep	Dealing in securities	2017-06-14	2019-05-21
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2015-10-29	2017-05-10
	Rep	Dealing in securities	2015-10-29	2017-05-10