Personnel Hong Kong SFC License Details (ID 24927655)

Personnel Hong Kong SFC License Details (ID 24927655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JA SECURITIES LIMITED	Rep	Advising on securities	2024-08-15	2025-01-20
	Rep	Asset management	2024-08-15	2025-01-20
	Rep	Dealing in securities	2024-08-15	2025-01-20
GRAND FIRE SECURITIES LIMITED	Rep	Advising on securities	2023-07-31	2024-03-04
	Rep	Asset management	2023-07-31	2024-03-04
	Rep	Dealing in securities	2023-07-31	2024-03-04
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2021-11-05	2023-02-06
	Rep	Dealing in securities	2021-11-05	2023-02-06
Soochow Securities International Asset Management Limited	Rep	Advising on securities	2020-07-31	2020-11-27
	Rep	Asset management	2020-07-31	2020-11-27