Personnel Hong Kong SFC License Details (ID 2492921)

Personnel Hong Kong SFC License Details (ID 2492921)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2023-09-18	2023-09-22
	Rep	Dealing in securities	2023-09-18	2023-09-22
	Rep	Advising on securities	2021-02-17	2021-03-03
	Rep	Dealing in securities	2021-02-17	2021-03-03
	Rep	Advising on securities	2020-08-11	2020-08-18
	Rep	Dealing in securities	2020-08-11	2020-08-18
	Rep	Advising on securities	2020-03-23	2020-04-23
	Rep	Dealing in securities	2020-03-23	2020-04-23
	Rep	Advising on securities	2019-08-23	2019-08-30
	Rep	Dealing in securities	2019-08-23	2019-08-30
	Rep	Advising on securities	2019-02-25	2019-03-06
	Rep	Dealing in securities	2019-02-25	2019-03-06
	Rep	Advising on securities	2018-10-15	2018-10-29
	Rep	Dealing in securities	2018-10-15	2018-10-29
	Rep	Advising on securities	2017-03-15	2017-03-20
	Rep	Dealing in securities	2017-03-15	2017-03-20
	Rep	Advising on securities	2015-10-30	2015-11-05
	Rep	Dealing in securities	2015-10-30	2015-11-05