Personnel Hong Kong SFC License Details (ID 2493960)

Personnel Hong Kong SFC License Details (ID 2493960)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2019-06-24	2025-02-19
	Rep	Advising on securities	2019-06-24	2025-02-19
	Rep	Dealing in securities	2019-06-24	2025-02-19
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-11-02	2017-09-26
	Rep	Advising on securities	2015-11-02	2017-09-26
	Rep	Dealing in securities	2015-11-02	2017-09-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-11-02	2017-09-26
	Rep	Advising on securities	2015-11-02	2017-09-26
	Rep	Dealing in securities	2015-11-02	2017-09-26