Personnel SFC Licences and HKMA Registrations (ID 2494625)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-03-23	-
	RO	Asset management	2026-03-23	-
	RO	Dealing in securities	2026-03-23	-
	Rep	Asset management	2025-05-23	2026-03-23
	Rep	Advising on securities	2023-09-28	2026-03-23
	Rep	Dealing in securities	2023-09-28	2026-03-23
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2017-01-04	2021-07-05
	Rep	Dealing in securities	2017-01-04	2021-07-05
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2015-11-03	2016-11-24
	Rep	Dealing in securities	2015-11-03	2016-11-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.