| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-12-17 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-12-17 | - |
| CMB International Securities Limited | RO | Dealing in securities | 2019-07-03 | 2020-08-31 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-02-01 | 2020-08-31 |
| CMB International Securities Limited | Rep | Advising on securities | 2017-01-05 | 2020-08-31 |
| Rep | Dealing in securities | 2015-11-03 | 2019-07-03 |
No HKMA registrations in the collected records.