Personnel Hong Kong SFC License Details (ID 2495151)

Personnel Hong Kong SFC License Details (ID 2495151)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2026-08-12	-
	Rep	Dealing in securities	2026-08-12	-
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2023-12-08	2026-05-29
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-12-08	2026-05-29
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2018-09-05	2023-08-07
	Rep	Advising on securities	2018-09-05	2023-08-07
	Rep	Dealing in securities	2018-09-05	2023-08-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2015-11-04	2018-08-03
	Rep	Dealing in securities	2015-11-04	2018-08-03