Personnel SFC Licences and HKMA Registrations (ID 2495156)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tor Investment Management (Hong Kong) Limited	Rep	Asset management	2021-02-02	-
Houlihan Lokey (China) Limited	Rep	Advising on corporate finance	2015-11-04	2020-12-17
	Rep	Advising on securities	2015-11-04	2020-12-17
	Rep	Dealing in securities	2015-11-04	2020-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.