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Ng, Shaw Yun Hong Kong SFC License Details (ID 2495167)
Ng, Shaw Yun
SFC ID:
BGH309
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ROC Partners (HK) Limited
RO
Asset management
2016-12-22
2022-06-15
RO
Dealing in securities
2016-12-22
2022-06-15
RO
Advising on securities
2015-11-04
2022-06-15