Personnel Hong Kong SFC License Details (ID 24959673)

Personnel Hong Kong SFC License Details (ID 24959673)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OPTIVER TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2026-08-26	-
	Rep	Dealing in securities	2026-08-26	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-06-07	2025-01-09
	Rep	Dealing in securities	2021-06-07	2025-01-09
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2020-08-07	2021-03-03
	Rep	Dealing in securities	2020-08-07	2021-03-03
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2020-08-07	2021-03-03
	Rep	Dealing in securities	2020-08-07	2021-03-03