Personnel SFC Licences and HKMA Registrations (ID 2496390)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	RO	Asset management	2025-08-27	-
	RO	Dealing in securities	2025-08-27	-
	Rep	Asset management	2025-06-09	2025-08-27
	Rep	Dealing in securities	2025-06-09	2025-08-27
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2023-10-20	2025-03-14
	RO	Dealing in securities	2023-10-20	2025-03-14
	Rep	Advising on securities	2023-02-20	2023-10-20
	Rep	Dealing in securities	2023-02-20	2023-10-20
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2015-11-06	2022-11-30
	Rep	Asset management	2015-11-06	2022-11-30
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2015-11-06	2022-11-30
	Rep	Asset management	2015-11-06	2022-11-30
	Rep	Dealing in securities	2015-11-06	2022-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.