Personnel SFC Licences and HKMA Registrations (ID 24988966)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2025-04-24	-
	Rep	Advising on securities	2025-04-24	-
	Rep	Dealing in futures contracts	2025-04-24	-
	Rep	Dealing in securities	2025-04-24	-
Minmetals Financial Services Limited	Rep	Advising on futures contracts	2022-08-24	2025-04-04
	Rep	Dealing in futures contracts	2021-12-17	2025-04-04
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2020-08-14	2021-09-25
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2020-08-14	2021-09-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.