| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| TEN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2026-01-08 | - |
| RO | Asset management | 2026-01-08 | - | |
| Tenbase Securities Limited | RO | Dealing in securities | 2025-09-04 | - |
| Wealth Link Securities Limited | RO | Advising on securities | 2024-05-27 | 2025-02-28 |
| RO | Dealing in securities | 2024-05-02 | 2025-02-28 | |
| Rep | Dealing in securities | 2024-04-29 | 2024-05-02 | |
| Rep | Advising on securities | 2024-04-29 | 2024-05-27 | |
| Guolian Securities International Capital Co., Limited | RO | Dealing in securities | 2022-11-02 | 2023-12-29 |
| Rep | Advising on securities | 2022-10-12 | 2023-12-29 | |
| Guolian Securities International Asset Management Co., Limited | Rep | Asset management | 2022-07-27 | 2023-12-29 |
| JAKOTA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-03-02 | 2022-06-29 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2019-09-09 | 2022-02-10 |
| Black Marble Securities Limited | Rep | Dealing in securities | 2015-11-10 | 2018-09-30 |
No HKMA registrations in the collected records.