Personnel SFC Licences and HKMA Registrations (ID 2499456)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MA Asset Management (Hong Kong) Limited	RO	Dealing in securities	2022-11-16	-
Hongkong Yifu International Futures Limited	RO	Dealing in futures contracts	2020-10-12	2021-12-02
	RO	Dealing in securities	2020-10-12	2021-12-02
	Rep	Dealing in futures contracts	2020-05-28	2020-10-12
	Rep	Dealing in securities	2020-05-28	2020-10-12
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-08-28	2020-03-27
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-11-13	2020-03-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.