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Dennis, Geoffrey Edwin James Hong Kong SFC License Details (ID 2499464)
Dennis, Geoffrey Edwin James
SFC ID:
BGM299
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2017-11-09
2017-11-14
Rep
Advising on securities
2015-11-12
2015-11-16