Personnel Hong Kong SFC License Details (ID 2499469)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2026-08-13	-
	Rep	Dealing in securities	2026-08-13	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2015-11-13	2019-09-29
	Rep	Dealing in securities	2015-11-13	2019-09-29