Personnel Hong Kong SFC License Details (ID 24999262)

Personnel Hong Kong SFC License Details (ID 24999262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2021-06-07	2026-07-06
	Rep	Dealing in securities	2021-06-07	2026-07-06
Merrill Lynch Far East Limited	Rep	Advising on securities	2021-06-07	2024-02-26
	Rep	Dealing in securities	2021-06-07	2024-02-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-05-24	2026-07-06
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-05-24	2024-02-26
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2020-08-17	2021-04-01