Personnel Hong Kong SFC License Details (ID 2500051)

Personnel Hong Kong SFC License Details (ID 2500051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Investment Managers Asia Limited	RO	Advising on securities	2015-12-21	2019-08-02
	RO	Dealing in securities	2015-12-21	2019-08-02
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	RO	Advising on securities	2015-12-21	2019-06-27
	RO	Dealing in securities	2015-12-21	2019-06-27
AXA Investment Managers Asia Limited	Rep	Advising on securities	2015-11-13	2015-12-21
	Rep	Dealing in securities	2015-11-13	2015-12-21
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2015-11-13	2015-12-21
	Rep	Dealing in securities	2015-11-13	2015-12-21