Personnel Hong Kong SFC License Details (ID 2500065)

Personnel Hong Kong SFC License Details (ID 2500065)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2021-11-25	2025-03-09
	Rep	Dealing in securities	2021-11-25	2025-03-09
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-05-31	2025-03-09
	Rep	Dealing in securities	2021-05-31	2025-03-09
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2021-04-23	2022-11-02
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2018-02-06	2025-03-09
	Rep	Dealing in futures contracts	2018-02-06	2025-03-09
	Rep	Dealing in securities	2018-02-06	2025-03-09
Celera Markets Limited	Rep	Dealing in futures contracts	2017-03-14	2018-01-29
	Rep	Dealing in securities	2017-03-14	2018-01-29
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2017-01-27
	Rep	Dealing in securities	2015-11-13	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-11-13	2017-01-27
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-11-13	2016-06-30