Personnel Hong Kong SFC License Details (ID 2500072)

Personnel Hong Kong SFC License Details (ID 2500072)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2019-08-26	2019-08-26
	Rep	Advising on securities	2019-05-20	2019-05-22
	Rep	Advising on securities	2018-09-17	2018-09-18
	Rep	Advising on securities	2018-03-13	2018-03-14
	Rep	Advising on securities	2017-09-27	2017-09-28
	Rep	Advising on securities	2017-05-22	2017-05-25
	Rep	Advising on securities	2016-11-16	2016-11-17
	Rep	Advising on securities	2016-02-02	2016-02-03
	Rep	Advising on securities	2015-11-16	2015-11-18