Personnel Hong Kong SFC License Details (ID 25005694)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ST. JAMES'S PLACE (HONG KONG) LIMITED	Rep	Advising on securities	2022-11-17	2023-10-25
	Rep	Asset management	2022-11-17	2023-10-25
	Rep	Dealing in securities	2022-11-17	2023-10-25
	Rep	Advising on securities	2020-08-18	2020-08-18
	Rep	Asset management	2020-08-18	2020-08-18
	Rep	Dealing in securities	2020-08-18	2020-08-18
	RO	Advising on securities	2020-08-18	2022-11-17
	RO	Asset management	2020-08-18	2022-11-17
	RO	Dealing in securities	2020-08-18	2022-11-17