| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2023-12-13 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-12-13 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-19 | 2023-09-11 |
| CMB International Securities Limited | Rep | Dealing in securities | 2021-11-19 | 2023-09-11 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2019-04-10 | 2021-11-05 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-04-10 | 2021-11-05 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-03-07 | 2019-03-11 |
| Rep | Dealing in securities | 2019-03-07 | 2019-03-11 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-11-28 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-13 | 2019-02-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-08-13 | 2019-02-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2016-05-11 | 2018-07-27 |
| Rep | Dealing in futures contracts | 2015-11-17 | 2018-07-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-11-17 | 2018-07-27 |