Personnel SFC Licences and HKMA Registrations (ID 2501372)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Dealing in securities	2025-09-04	-
	Rep	Dealing in securities	2022-06-10	2023-09-24
Lego Securities Limited	Rep	Dealing in securities	2020-04-16	2022-06-06
VC BROKERAGE LIMITED	Rep	Dealing in securities	2018-07-31	2020-01-10
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2018-07-31	2020-01-10
CVP Securities Limited	Rep	Dealing in futures contracts	2017-07-20	2018-07-23
	Rep	Dealing in securities	2017-07-20	2018-07-23
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-11-18	2017-03-27
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-11-18	2017-03-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.