Personnel Hong Kong SFC License Details (ID 25022986)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC SECURITIES COMPANY LIMITED	RO	Advising on securities	2024-05-28	-
	RO	Dealing in securities	2024-05-28	-
	Rep	Advising on securities	2024-04-26	2024-05-28
	Rep	Dealing in securities	2024-04-26	2024-05-28
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	Advising on securities	2021-11-01	2024-03-28
	RO	Dealing in securities	2021-11-01	2024-03-28
	Rep	Advising on securities	2020-08-21	2021-11-01
	Rep	Dealing in securities	2020-08-21	2021-11-01