Personnel Hong Kong SFC License Details (ID 2502803)

Personnel Hong Kong SFC License Details (ID 2502803)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Advising on securities	2018-10-08	2026-04-30
	Rep	Asset management	2018-10-08	2026-04-30
	Rep	Dealing in securities	2018-10-08	2026-04-30
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2018-06-15	2018-09-24
	Rep	Dealing in securities	2018-06-15	2018-09-24
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2015-11-20	2018-01-28
	Rep	Asset management	2015-11-20	2018-01-28
	Rep	Dealing in securities	2015-11-20	2018-01-28