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Putnam, Stephen Peter Hong Kong SFC License Details (ID 2502806)
Putnam, Stephen Peter
SFC ID:
BGN176
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ST. JAMES'S PLACE (HONG KONG) LIMITED
Rep
Asset management
2020-11-06
-
Rep
Advising on securities
2015-11-20
-
Rep
Dealing in securities
2015-11-20
-