Personnel Hong Kong SFC License Details (ID 25031508)

Personnel Hong Kong SFC License Details (ID 25031508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Asset Management Limited	Rep	Advising on futures contracts	2025-08-20	2026-02-04
	Rep	Advising on securities	2025-08-20	2026-02-04
	Rep	Asset management	2025-08-20	2026-02-04
OCI Asset Management Company Limited	Rep	Advising on securities	2023-08-14	2025-06-13
	Rep	Asset management	2023-08-14	2025-06-13
	Rep	Dealing in securities	2023-08-14	2025-06-13
LUPU (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-27	2023-05-17
	Rep	Asset management	2021-09-27	2023-05-17
	Rep	Dealing in securities	2021-09-27	2023-05-17
BC Global Asset Management Limited	Rep	Advising on securities	2020-08-24	2021-09-22
	Rep	Asset management	2020-08-24	2021-09-22
	Rep	Dealing in securities	2020-08-24	2021-09-22