Personnel SFC Licences and HKMA Registrations (ID 2503438)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Avenue Family Office Limited	Rep	Advising on securities	2017-03-22	-
	Rep	Asset management	2017-03-22	-
	Rep	Dealing in securities	2017-03-22	-
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2015-11-23	2022-06-05
	Rep	Asset management	2015-11-23	2022-06-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.