Personnel Hong Kong SFC License Details (ID 25037713)

Personnel Hong Kong SFC License Details (ID 25037713)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in securities	2025-10-30	-
	Rep	Dealing in securities	2023-11-13	2025-10-30
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2021-12-24	2023-05-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2020-12-04	2023-05-04
	RO	Dealing in securities	2020-12-04	2023-05-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-10-05	2023-05-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-08-25	2020-12-04
	Rep	Dealing in securities	2020-08-25	2020-12-04