Personnel Hong Kong SFC License Details (ID 2504754)

Personnel Hong Kong SFC License Details (ID 2504754)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Asset management	2024-12-17	2026-07-26
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-12-17	2026-07-26
	RO	Asset management	2024-12-17	2026-07-26
	RO	Dealing in securities	2024-12-17	2026-07-26
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2021-02-08	2024-02-23
	Rep	Asset management	2021-02-08	2024-12-17
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-02-08	2024-12-17
	Rep	Asset management	2021-02-08	2024-12-17
Aliantis Capital Limited	Rep	Asset management	2018-01-26	2018-09-18
BOSHENG CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-11-25	2017-12-27