Dai, Yi (SFC:BGO574) 戴翼 Hong Kong SFC License Details (ID 2504755)

Dai, Yi (SFC:BGO574) 戴翼 Hong Kong SFC License Details (ID 2504755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2021-09-14	-
BOCOM International Securities Limited	RO	Advising on securities	2021-09-14	-
	RO	Dealing in securities	2021-09-14	-
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2021-05-11	2021-09-14
BOCOM International Securities Limited	Rep	Advising on securities	2021-05-11	2021-09-14
	Rep	Dealing in securities	2021-05-11	2021-09-14
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2015-11-25	2017-12-30
	Rep	Dealing in securities	2015-11-25	2017-12-30