Personnel Hong Kong SFC License Details (ID 2504757)

Personnel Hong Kong SFC License Details (ID 2504757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2023-06-01	-
	Rep	Asset management	2023-06-01	-
	Rep	Dealing in securities	2023-06-01	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-12-11	2021-03-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-12-11	2021-03-30
	Rep	Dealing in securities	2019-12-11	2021-03-30
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2017-06-26	2019-10-19
	Rep	Dealing in futures contracts	2017-06-26	2019-10-19
	Rep	Dealing in securities	2017-06-26	2019-10-19
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2015-11-25	2017-06-25
	Rep	Dealing in securities	2015-11-25	2017-06-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2015-11-25	2017-06-25